FINRA
FINRA (Financial Industry Regulatory Authority) is a non-governmental self-regulatory organization authorized by the US Congress to oversee broker-dealers operating in the United States. It registers and examines securities firms and brokers, enforces compliance with securities laws and FINRA rules, provides investor education and protection resources, and operates market surveillance and dispute resolution services.
Independent service profile with official website and service details where available.
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What FINRA is
FINRA (Financial Industry Regulatory Authority) is a non-governmental self-regulatory organization authorized by the US Congress to oversee broker-dealers operating in the United States. It registers and examines securities firms and brokers, enforces compliance with securities laws and FINRA rules, provides investor education and protection resources, and operates market surveillance and dispute resolution services.
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